SEC

SEC inspects brokerages to strictly control Naked Short, including trading through programs and short selling.

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SEC inspects brokerages to strictly control Naked Short, including trading through programs and short selling.

The Securities and Exchange Commission (SEC) held a meeting with the Association of Thai Securities Companies (ASCO) and securities business operators. By exchanging opinions and suggestions on ways to develop the securities business industry and the Thai capital market. To build confidence in the Thai capital market All sectors can take advantage of the capital … Read more

Ripple SEC Lawsuit: Is XRP Really a Security? Attorney Cho Jeong-hee Explains

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Ripple SEC Lawsuit: Is XRP Really a Security? Attorney Cho Jeong-hee Explains

video: [블록미디어] The lawsuit between the SEC and Ripple Labs, which began in December 2020, is already in its third year. Is Ripple XRP really a security? The first summary judgment issued last July gave hope to many individual investors, butThe lawsuit is still ongoing. Recently, there have been reports that both sides are trying … Read more

WeWork Files for Bankruptcy: Struggling Office Giant Seeks Debt Relief

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WeWork Files for Bankruptcy: Struggling Office Giant Seeks Debt Relief

Shared office giant WeWork, which has been in dire financial straits for years, has announced that it has filed for bankruptcy in an attempt to negotiate debt relief. The company said the measure will impact operations in the United States and Canada, but “global operations are expected to continue as usual.” “Now is the time … Read more

SEC Urges DR20DA Bondholders to Exercise Voting Rights and Study Information

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SEC Urges DR20DA Bondholders to Exercise Voting Rights and Study Information

Stock news 17:26 2023-10-20 The Securities and Exchange Commission (SEC) asks DR20DA bondholders to exercise their rights in bondholder meetings, study information, and ask questions of the issuer or bondholder representatives. In order to receive complete and sufficient information for deciding on voting. With Dao Securities (Thailand) Public Company Limited, as the representative of bondholders, … Read more

SEC Office Approval for Securities Sale: Business Restructuring Plan Implementation Considerations by SCGD

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SEC Office Approval for Securities Sale: Business Restructuring Plan Implementation Considerations by SCGD

At present, the SEC Office has approved the application form for permission to offer securities for sale. Recently, the company is considering to determine the appropriate time to begin implementing the business restructuring plan mentioned above. Mr. Pichet Sithi-Amnuai, Managing Director Bualuang Securities Public Company Limited, as a financial advisor, said that SCGD currently has … Read more

Fraudulent Acts and False Statements: Investigation by SEC and AMLO

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Fraudulent Acts and False Statements: Investigation by SEC and AMLO

According to the fact that it can be considered that The aforementioned persons have jointly acted or consented to posting false statements. incorrect account not current or inconsistent with reality in the accounts or documents of STARK and its subsidiaries in the year 2021 – 2022 in order to deceive any person, and STARK has … Read more

STARK Corporation’s Actions and SEC’s Plans for Rehabilitation and Delisting

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STARK Corporation’s Actions and SEC’s Plans for Rehabilitation and Delisting

Mr. Thawatchai Tipayasopon, Deputy Secretary-General, Acting Secretary-General The Securities and Exchange Commission (SEC) revealed that from the case of Stark Corporation Public Company Limited or STARK notified the company’s action guidelines. In case the shareholders’ equity is less than zero By submitting a petition to the bankruptcy court to proceed with the business rehabilitation, the … Read more

Phuket Fantachi Public Company Limited (PHUKET): Bondholders Meeting and SEC Guidelines for Decision-Making

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The Securities and Exchange Commission (SEC) has called on bondholders of Phuket Fantachi Public Company Limited (PHUKET) to actively participate in a meeting of bondholders and ask questions about the issuer or bondholders’ representatives. The SEC emphasizes the importance of obtaining complete and sufficient information for decision-making. PHUKET, as the debenture issuer, has announced that … Read more

Acquisition of PLUS Securities by Mr. Sompong Cholkadeedumrongkul and its Impact on Shareholding Structure

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Royal Plus Public Company Limited (PLUS) revealed that according to the report on the acquisition or sale of securities of the business (Form 246-2) dated June 8, 2023 by the Office of the Securities and Exchange Commission (SEC). .) Acquisition or disposition reports are received. of PLUS securities on June 7, 2023 by Mr. Sompong … Read more

Binance in Trouble: SEC Lawsuit Causes Drop in BNB Token Price

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Binance in Trouble: SEC Lawsuit Causes Drop in BNB Token Price

The world’s largest crypto exchange is in trouble, and with it its token BNB, formerly known as Binance Coin. Its price dropped significantly after Binance was sued by the US Securities and Exchange Commission (SEC) for allegedly operating an illegal stock exchange. It’s such an explosive topic that the editors were clear about the theme … Read more