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SEC announces the former “Advisor-Capital Manager” To apply for a license within 24 February 64
The Securities and Exchange Commission (SEC) Ask the business operator “Digital Asset Advisor” and “Digital Asset Capital Manager” who have been in business before November 27, 2020 and want to continue their business. Must submit an application for a license with the SEC within February 24, 2021 in accordance with the Ministry of Finance Notification Re: License to Operate Digital Asset Business (No. 2) B.E. Finance on Digital Asset Business License (No.2) B.E. https://capital.sec.or.th/webapp/nrs/data/8729s.pdf
For further inquiries, please contact the SEC Public Service Center Hotline, tel. 1207, press 9556, 9935, 9822 or 6076.
However, those who qualify as entrepreneurs of both types mentioned above. Considered from three components:
1. Have a behavior of giving advice on investing in digital assets or giving value of digital assets. In the case of doing business as “Digital asset advisor” and has behavior to manage investments or make decisions to invest in digital assets on behalf of clients. In the case of doing business as “Digital Asset Fund Manager”
2. Receive direct or indirect fees
3. Make a normal trade or provide general services
In addition, for those who are interested in becoming a new business operator Can ask for advice or make an appointment to discuss important issues (Pre-consult) with the SEC staff before submitting an application for a license when ready
In addition, the SEC News No. 234/2020 regarding the SEC increases the type of business. “Digital Asset Advisor” and “Digital Asset Capital Manager” and improve regulatory criteria for digital asset business operators. To increase investor protection https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=8681
Summary of Digital Asset Market Report
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