[앵커]
The Financial Supervisory Service’s inspection results showed that Daegu Bank illegally opened securities accounts by using customer information without permission.
It was discovered that there were about 1,600 fraudulent accounts created, and a red light was turned on for switching to commercial banks.
Reporter Kim Jae-no reports.
[리포트]
The Financial Supervisory Service revealed that Daegu Bank illegally opened 1,662 securities accounts using copies of applications that were not directly signed by customers.
There are 114 employees who participated in the scheme to open securities accounts by linking the deposit accounts of 1,552 customers at 56 branches.
It was revealed that the employees used a copy of the application for opening a Securities A account, signed electronically by the customer, as an application for opening a Securities B account without the customer’s consent.
It was also revealed that some employees arbitrarily changed customer contact information, preventing customers from receiving information about account opening and related terms and conditions from securities firms.
The Financial Supervisory Service plans to take strict action for the lack of internal controls to prevent such unfair practices and the lack of follow-up inspection, such as not taking appropriate action even after discovering related cases.
[금융감독원 관계자/음성변조 : “114명이 다 소명 절차를 진행하고 있으니까 그런 것이 다 나와야지 그다음에 내부 통제 책임 부분도 거기에 준해서 같이 결정될 수 있는 부분이라서…”]
The results of this inspection also raised a red flag for Daegu Bank’s conversion to a commercial bank.
This is because the Financial Services Commission announced its intention to review during the government audit.
[김주현/금융위원장/어제/금융위 국정감사 : “사업계획의 타당성이나 건전성, 대주주의 적격성 이런 걸 보게 돼 있는데 심사하는 과정에서 지금 말씀하신 것(불법계좌개설) 조금 고려가 될 수 있으리라고 생각합니다.”]
Meanwhile, Daegu Bank announced that it is proceeding with the explanation process for customer consent regarding the results of the Financial Supervisory Service’s inspection and has also completed supplementation of internal control.
This is Kim Jae-no of KBS News.
Video Editing: Kim Sang-won
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2023-10-12 12:41:00
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